{"id":29360,"date":"2022-03-18T16:29:56","date_gmt":"2022-03-18T15:29:56","guid":{"rendered":"https:\/\/phosphoram.ch\/?page_id=29360"},"modified":"2025-07-18T10:48:24","modified_gmt":"2025-07-18T08:48:24","slug":"controllo","status":"publish","type":"page","link":"https:\/\/phosphoram.ch\/en\/controllo\/","title":{"rendered":"AUDITING"},"content":{"rendered":"

[vc_row full_width=”stretch_row_content” css=”.vc_custom_1647617698902{background-image: url(http:\/\/phosphoram.ch\/wp-content\/uploads\/2022\/03\/DSC_2250_lq.jpg?id=29303) !important;background-position: center !important;background-repeat: no-repeat !important;background-size: cover !important;}”][vc_column][vc_empty_space height=”50px”][vc_custom_heading text=”AUDITING” font_container=”tag:h1|font_size:45|text_align:center|color:%23800018″ use_theme_fonts=”yes”][vc_empty_space height=”50px”][\/vc_column][\/vc_row][vc_column][\/vc_column][vc_row][vc_column][vc_empty_space height=”50px”][vc_column_text]<\/p>\n

Supervisory authorities<\/span><\/h3>\n

Phosphor Asset Management SA is authorised by FINMA as Asset manager pursuant to art. 2 cpv. 1 lett. a and to art. 5 cpv. 1 of the Federal Act on Financial Institutions (FinIA). The company is also subject to a Supervisory Body (OV), under art. 61 FinIA in particular AOOS:<\/p>\n

AOOS – Swiss limited liability company<\/p>\n

Via Landriani 2A<\/p>\n

6900 Lugano<\/p>\n

Telephone number: 0041 91 940 4000<\/p>\n

E-mail: infolugano@aoos.ch<\/p>\n

Website: https:\/\/www.aoos.ch\/?lang=it<\/a><\/p>\n

The AOOS supervisory body carries out its checks on Phosphor through an Auditor who complies with the legal requirements.<\/p>\n

Phosphor is also a member of the Swiss Association of Asset Managers (ASG).<\/p>\n

Rue de Chantepoulet 12<\/p>\n

1201 Geneva<\/p>\n

Telephone number: 0041 22 347 62 40<\/p>\n

Website: https:\/\/www.vsv-asg-training.ch\/it\/home<\/a><\/p>\n

 <\/p>\n

Internal control bodies<\/span><\/h3>\n

As required by Article 9 of the FinIA, the company is equipped with an internal Compliance and Risk Management body so that it can identify, measure, manage and monitor its risks while fulfilling legal obligations.<\/p>\n

 <\/p>\n

External mediation body<\/span><\/h3>\n

As required by Article 74 of the FinSA (Federal Law on Financial Services), Phosphor is affiliated with the following mediation body:<\/p>\n

OFS – Ombud Swiss Finance<\/p>\n

16 Boulevard des Tranch\u00e9es
\n1206 Ginevra, Svizzera<\/p>\n

The Client can, therefore, in the event of a dispute with Phosphor, initiate a mediation procedure before the relevant body. The latter will deal with resolving the dispute in a non-bureaucratic, fair, rapid, impartial, and confidential manner at little or no cost.<\/p>\n

 <\/p>\n

Management software<\/span><\/h3>\n

Phosphor displays Client\u2019s positions through e-banking provided by custodian banks and specifically designed for external managers. The Client has the option of viewing his investment portfolio and the company’s operations via e-banking or by receiving a periodic balance sheet report directly from Phosphor in the forms requested by him.<\/p>\n

In addition to this, to make operations and controls more efficient, Phosphor has equipped itself with a management software that allows to:<\/p>\n

\u25cf<\/span> interface with the Bank\u2019s data on a daily basis and display the Clients positions;<\/p>\n

\u25cf <\/span>make daily checks to ensure observance of the Mandate Agreement, in other words the control of the operating limits decided by and with the Client;<\/p>\n

\u25cf<\/span> check that the transactions through the banks are correctly recorded;<\/p>\n

\u25cf<\/span> verify that the bank commissions are correctly debited;<\/p>\n

\u25cf<\/span> check the incoming and outgoing transactions and inform the Client;<\/p>\n

\u25cf<\/span> periodically check performance and ascertain that this is in line with the risk information provided by the Client;<\/p>\n

\u25cf<\/span> prepare consolidated positions for Clients who have accounts in several Custodian Banks, in order to have a clear and complete picture of the overall risk of the Client;<\/p>\n

\u25cf <\/span>immediately analyze any undesired deviations, intervening quickly and dynamically if necessary or in the event of situations that require speed and flexibility.<\/p>\n

\u25cf<\/span> compliance and risk management checks<\/span>.[\/vc_column_text][\/vc_column][\/vc_row]<\/p>\n","protected":false},"excerpt":{"rendered":"

[vc_row full_width=”stretch_row_content” css=”.vc_custom_1647617698902{background-image: url(http:\/\/phosphoram.ch\/wp-content\/uploads\/2022\/03\/DSC_2250_lq.jpg?id=29303) !important;background-position: center !important;background-repeat: no-repeat !important;background-size: cover !important;}”][vc_column][vc_empty_space height=”50px”][vc_custom_heading text=”AUDITING” font_container=”tag:h1|font_size:45|text_align:center|color:%23800018″ use_theme_fonts=”yes”][vc_empty_space height=”50px”][\/vc_column][\/vc_row][vc_column][\/vc_column][vc_row][vc_column][vc_empty_space height=”50px”][vc_column_text] Supervisory authorities Phosphor Asset Management SA is authorised by FINMA as Asset manager pursuant to art. 2 cpv. 1 lett. a and to art. 5 cpv. 1 of the Federal Act on Financial…<\/p>\n","protected":false},"author":1,"featured_media":29303,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-29360","page","type-page","status-publish","has-post-thumbnail","hentry"],"yoast_head":"\nAUDITING<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/phosphoram.ch\/en\/controllo\/\" \/>\n<meta property=\"og:locale\" content=\"en_GB\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"AUDITING\" \/>\n<meta property=\"og:description\" content=\"[vc_row full_width=”stretch_row_content” css=”.vc_custom_1647617698902{background-image: url(http:\/\/phosphoram.ch\/wp-content\/uploads\/2022\/03\/DSC_2250_lq.jpg?id=29303) !important;background-position: center !important;background-repeat: no-repeat !important;background-size: cover !important;}”][vc_column][vc_empty_space height=”50px”][vc_custom_heading text=”AUDITING” font_container=”tag:h1|font_size:45|text_align:center|color:%23800018″ use_theme_fonts=”yes”][vc_empty_space height=”50px”][\/vc_column][\/vc_row][vc_column][\/vc_column][vc_row][vc_column][vc_empty_space height=”50px”][vc_column_text] Supervisory authorities Phosphor Asset Management SA is authorised by FINMA as Asset manager pursuant to art. 2 cpv. 1 lett. a and to art. 5 cpv. 1 of the Federal Act on Financial...\" \/>\n<meta property=\"og:url\" content=\"https:\/\/phosphoram.ch\/en\/controllo\/\" \/>\n<meta property=\"article:modified_time\" content=\"2025-07-18T08:48:24+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/phosphoram.ch\/wp-content\/uploads\/2022\/03\/DSC_2250_lq.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"1920\" \/>\n\t<meta property=\"og:image:height\" content=\"1280\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta 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